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Rejecting
Nobel class articles and
resisting Nobel class discoveries |
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Juan Miguel Campanario. |
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Note: There are no pictures because I failed to obtain permission. The research reported in this section has been rejected by 6 journals. I am looking for a journal to publish this research. Please, help!!
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Introduction
We can distinguish some common patterns of resistance to scientific
discovery: papers are rejected, fellow scientists ignore discoveries, articles
are not cited, or commentaries are written against the new finding or the new
discovery. In other instances, authors of very innovative papers are openly
criticized and often face stonewalling from their peers. As Nobel Laureate J.
Steinberger had rightfully observed "new ideas are not completely easy
to accept, sometimes even by the brightest and most open of people" [Steinberger,
1997]. The worse scenario can also play out: scientific contributions
effectively silenced [Sommer, 2001] and prevented from being published for years
(please see an example of an article that appeared in 1957 in the Journal of
the American Chemical Society, 25 years after it was initially submitted [Koelsch,
1957]).
Among the more notorious instances of resistance to scientific discovery
we can cite the Mayer's difficulties to publish a first version of the first law
of thermodynamics [Colman, 1982] or the difficulties experienced by Henry Eyring
to publish his classic 1935 paper on the activated complex in chemical reactions
[Laidler and King, 1983]. The list would not be complete if we did not mention
the problems encountered by Fermi to publish his famous paper on the beta decay
[Darrigol, 1988], the Joule's odyssey that eventually led to publishing of his
greatest achievement concerning the mechanical equivalent of heat [Smith, 1976]
or the resistance sworn against Avogadro's hypothesis [Nissani, 1995]. The
reader is welcomed to review other instances as found in [Barber, 1961],
[Campanario, 1993a]; [Campanario, 1993b], [Campanario, 1995], [Campanario,
1996], [Campanario, 2002]; [Nissani, 1995], [Shepherd, 1995].
Despite the deluge of documented cases, there has been a relative lack of interest on part of sociologists, philosophers and science historians to investigate a topic as important as scientist’s resistance to scientific discovery. Of course, it results embarrassing for the scientific community to acknowledge that many times important discoveries were either neglected, rejected or utterly ignored. As Barber points out, the norm of open-mindedness is one of the strongest scientist's values in science and the episodes of resistance to scientific discovery clashes with this norm [Barber, 1961].
A new theory or a new discovery does not fully exists until it goes
beyond the walls of the cabinet or the laboratory in which it was conceived or
demonstrated. New theories and discoveries need to be announced and then
evaluated by scientists. We have to conclude that in any scientific discovery
there is a social component linked to the communication process. Undeniably, the
most common way to communicate a given finding, theory or discovery is through
its publication in articles submitted to learned journals. It could happen that
editors and referees from journals to which the articles claiming a discovery
are originally addressed, engineer fist barriers that impede their diffusion.
In previous works I have used a systematic approach to study this special
kind of resistance to scientific discovery [Campanario, 1993a], [Campanario,
1995], [Campanario, 1996]. I have relied on commentaries and reminiscences from
scientists who wrote highly cited papers. These commentaries were published from
1977 to 1992 in a section of Current Contents. Using this approach I have
shown that some of the most cited papers in the History of Science were first
rejected by journal referees and editors [Campanario, 1996]. I have also
identified a number of important or influential papers and books whose
publication was delayed for similar reasons [Campanario, 1993a], [Campanario,
1995]. In some instances, the originally rejected papers eventually became the
most cited works from their respective journals.
I have also collected other instances of resistance to scientific
discovery in which Nobel Prize winners were involved. These instances are taken
from autobiographies, personal accounts, Nobel lectures, and so. Now, in
addition, I have done a survey among Nobel Laureates in Physics, Chemistry and
Physiology or Medicine. Details of the survey are as follows: A first letter was
sent to every Nobel Laureate who was awarded Nobel Prize during 1980-2000 period.
In this letter I stated the goal of my survey and asked each Laureate whether he
or she has ever encountered resistance from journal editors or referees when
they submitted their manuscripts dealing with theories or discoveries, which on
later date would assure them the Nobel Prize. Some other questions were included
but they are less relevant to this research. A follow up letter was sent to the
Nobel Laureates that did not respond for over 6 to 12 months after the first
letter was mailed, respectively. I obtained 37 answers from Nobel Laureates (11
in Physics, 15 in Chemistry and 11 in Physiology or Medicine). In addition, 2
Nobel Laureates declined to participate in the survey and 13 letters were
returned for different reasons.
I have classified the instances of resistance in two broad categories:
a)
Skepticism by part of the scientific community toward a discovery that
eventually would be awarded with the Nobel Prize.
b)
Rejection by journal editors or referees of a paper that reported a
discovery or contribution that would eventually be awarded with the Nobel Prize.
Resisting
Nobel class discoveries
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Svante
Arrhenius (Chemistry, 1903) "(his theory of electrolitic dissolution)...so conflicted with current ideas as to disprove them...Ideas so contrary to those current at that time could not be accepted immediately. A struggle lasting more than ten years and an enormous number of new experiments were required before the new theory was accepted by everyone." [Törnebladh, 1903] |
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George
W. Beadle (Physiology or Medicine, 1958). "...In retrospect one wonders how such important findings could be so thoroughly unappreciated and disregarded for so many years. Obviously the time was not ready for their proper appreciation. Even in 1941 when Tatum and I first reported our induced genetic-biochemical lesions in Neurospora few people were ready to accept what seemed to us to be a compelling conclusion...the sceptics were many, the converts few...even at the time of the 1951 Cold Spring Harbor Symposium on Quantitative Biology the sceptics were still many..." [Beadle, 1974, p. 11] |
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Baruj
Benacerraf (Physiology or Medicine, 1980) "Although Kenneth Rock and I provided biological evidence, based in the phenomenon of antigen competition in support of our hypothesis of the specific interaction between processed antigen and MHC molecules, our ideas were initially received with considerable scepticism on the part of MHC geneticists such as Jan Klein." [Benacerraf, 1991, p.15] |
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Günter
Blobel (Physiology or Medicine, 1999) Interviewer:
Well, over the years there's been some scepticism about your work. Do you
feel vindicated now? Dr.
Blobel:
I do Interviewer:
In what way? Dr. Blobel: Well, there was a particular aspect of it ... and that was a concept that was not easily accepted [Ifill, 1999] |
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Allan
MacLeod Cormack (Physics, 1979) "Publication took place in 1963 and 1964. There was virtually no response. The most interesting request for a reprint came from a Swiss Centre for Avalanche Research. The method would work for deposits of snow on mountains if one could get either the detector or the source into the mountain under the snow!" [Cormack, 1979, p. 554] |
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Paul
J. Crutzen (Chemistry, 1995) Did
you encounter resistance on part of journal editors or referees? "No,
maybe because my original paper was considered to be of fringe interest." Initial
response from scientific community "Initially very little. Then, when its potential impact on the global ozone layer became a topic, my papers attracted much attention." [Answers to the Nobel survey] |
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Peter
C. Doherty (Physiology or Medicine, 1996) "...at
the stage that this review was written, we found ourselves almost totally
unable to generate any support at all for the idea that MHC genes were
coding directly for the T cell receptor."
[Doherty, 1986, p. 81] "...our ideas both contradicted the accepted North American model for the role of immune response genes, and turned the perception of the transplantation system on its head....Evidently some were also infuriated by what we were saying." [Doherty, 1996] |
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Alexander
Fleming (Physiology or Medicine, 1945) "In 1929, I published the results which I have briefly given to you and suggested that it would be useful for the treatment of infections with sensitive microbes. I referred again to penicillin in one or two publications up to 1936 but few people paid any attention. It was only when some 10 years later after the introduction of sulphonamide had completely changed the medical mind in regard to chemotherapy of bacterial infections, and after Dubos had shown that a powerful antibacterial agent, gramicidin, was produced by certain bacteria that my co-participators in this Nobel Award, Dr. Chain and Sir Howard Florey, took up the investigation." [Fleming, 1945, p. 163] |
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Denis
Gabor (Physics, 1971) "For
my part, with my collaborator W.P. Goss, I constructed a holographic
interference microscope...The response of the optical industry to this was
so disappointing that we did not publish a paper on it until 11 years
later, in 1966. Around 1955 holography went into a long hibernation."
[Gabor, 1971, p. 18] |
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Sheldon
Lee Glashow (Physics, 1979) "When we spoke, in 1974, of the unification of all elementary particle forces within a simple gauge group, and of the predicted instability of the proton, we were regarded as mad. How things change!" [Glashow, 1979] |
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C.
Heymans (Physiology or Medicine, 1938) "The discovery of peripherally located chemoreceptors acting reflexly on respiration was, however, not accepted without much resistance coming from several sources and we also had to undergo what Claude Bernard predicted: 'Quand vous avez trouvé quelque chose de nouveau, on commence par dire que ce n'est pas vrai, puis lorsque la vérité de ce que vous avez avancé devient absolument évidente, on dit que ce n'est pas vous qui l'avez trouvé'." [Heymans, 1963, p. 7] |
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Jerome
Karle (Chemistry, 1985) "I
also deeply appreciate the supportive atmosphere provided by the Naval
Research Laboratory. This was especially helpful during the early 1950's
when a large number of fellow-scientists did not believe a word we said."
[Karle, 1985] "The ease of publishing our work in crystallography contrasted greatly with the initial reaction of a subset of the crystallographic community. Within this community there was a very local group given to strongly negative comments at meetings of the American Crystallographic Association and in some scientific publications." [Answers to the Nobel survey] |
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Walter
Kohn (Chemistry, 1988) Initial
response from scientific community: "Favorable on the part of physicists, negative on the part of most chemists." [Answers to the Nobel survey] |
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Harold
W. Kroto (Chemistry, 1996) Initial
response from scientific community: "With regard to this question, when our paper was first published there were several papers which claimed that the experiments were not correct and that our interpretation was also not correct." [Answers to the Nobel survey] |
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Max
Von Laue (Physics, 1914) "Walter Friedrich, who had just finished his doctoral thesis on X-Ray scattering under Röntgen, and was now one of Sommerfeld's assistants, offered to test the idea experimentally. The only difficulty was that Sommerfeld did not think much of the idea at first and preferred to have Friedrich do an experiment on the directional distribution of the rays emanating from the anti-cathode." [Von Laue, 1962, p. 294] |
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Rita
Levi-Montalcini (Physiology or Medicine, 1986) "In spite of, or perhaps because of its most unusual and almost extravagant deeds in living organisms and in-vitro systems, NGF did not at first find enthusiastic reception by the scientific community, as also indicated by the reluctance of other investigators to engage in this line of research." [Levi-Montalcini, 1986, p. 357] |
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Ferid
Murad (Physiology or Medicine, 1998) Initial
response from scientific community: "They were sceptical and disinterested." [Answers to the Nobel survey] |
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Lars
Onsager (Chemistry, 1968) "Onsager presented his fundamental discovery at a Scandinavian scientific meeting in Copenhagen in 1929. It was published in its final form in 1931 in the well known journal Physical Review ... One could have expected that the importance of this work would have been immediately obvious to the scientific community. Instead it turned out that Onsager was far ahead of his time. The reciprocal relations, which were thus published more than a third of a century ago, attracted for long time almost no attention whatsoever. It was first after the second world war that they became more widely known". [Claesson, 1968] |
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Martin
L. Perl (Physics, 1995) "Our
first publication was followed by several years of confusion and
uncertainty about the validity of our data and its interpretation..."
[Perl, 1995, p. 186] "It
was hard to believe that both a new quark (charm) and a new lepton (tau)
would be found in the same narrow range of energies."
[Perl, 1995, p. 187] "It was a difficult time. Rumors kept arriving of definitive evidence against the tau lepton." [Perl, 1995, p. 187] |
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Stanley
B. Prusiner (Physiology or Medicine, 1999) "Publication
of this manuscript, in which I introduced the term 'prion', set off a
firestorm. Virologists were generally incredulous and some investigators
working on scrapie and CJD were irate." "Since
the press was usually unable to understand the scientific arguments and
they are usually keen to write about any controversy, the personal attacks
of the nay Sayers at times became very vicious."
[Prusiner, 1997] "It should be noted that the scientific community greeted this discovery with great scepticism, however, an unwavering Prusiner continued the arduous task to define nature of this novel infectious agent." [Anonymous, 1997] |
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Peyton
Rous (Physiology or Medicine, 1966) "Rous' findings concerning tumour progression were rapidly confirmed in many experimental systems. On the other hand, his virus theory was received with much scepticism. The notion that virus diseases must be infectious and cancer not due to infectious processes was so deeply ingrained that there was a tendency to explain all virus tumours as strange exceptions.... It took almost half a century for Rous' discovery to advance to its dominant place in modern experimental cancer research." [Klein, 1966] |
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Ernst
Ruska (Physics, 1986) "Of
course, at that time our approach was not taken seriously by most of
experts. They rather regarded it as a pipe dream. I myself felt that it
would be very hard to overcome the efforts still needed-mainly the problem
of specimen heating."
[Ruska, 1986, p. 362] "In spite of these more recent publications, it took us three years to be successful in our quest for financial support through the professional assessment of Helmut Ruska's former clinical teacher, Professor Dr. Richard Siebeck, Director of the I. Medical Clinic of the Berlin Charite." [Ruska, 1986, p. 367] |
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William
Shockley (Physics, 1956) "The first good junction transistor was presented publicly in 1950 when I described it at an international semiconductor conference. It was a high-power, low-frequency device, and aroused so little interest that it was omitted from the report of the conference." [Shockley, 1972, p. 691] |
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Hermann
Staudinger (Chemistry, 1953) "It is no secret that for a long time many colleagues rejected your views which some of them even regarded as abderitic. This was understandable perhaps. In the world of high polymers almost everything was new and untried. Long-standing, established concepts had to be revised or new ones created. The development of the macromolecular science does not present a picture of a peaceful idyll." [Fredga, 1953] |
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Howard
M. Temin (Physiology or Medicine, 1975) "Since 1963-64, I had been proposing that the replication of RNA tumour viruses involved a DNA intermediate. This hypothesis, known as the DNA provirus hypothesis apparently contradicted the so-called 'central dogma' of molecular biology and met with a generally hostile reception...that the discovery took so many years might indicate the resistance to this hypothesis." [Temin, 1986, p. 159] |
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C.H.
Townes (Physics, 1964) "One day...Raby and Kusch, the former and current chairmen of the department, both of them Nobel Laureates for their work with atomic and molecular beans and with a lot of weight behind their opinions, came into my office and sat down. They were worried. Their research depended on support from the same source as did mine. 'Look', they said, 'you should stop the work you are doing. You're wasting money. Just stop'." [Lamb, Schleich, Scully and Townes, 1999, p. S266] |
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F.
Zernike (Physics, 1953) "With the phase contrast method still in the first somewhat primitive stage, I went in 1932 to the Zeiss Works in Jena to demonstrate it. It was not received with such enthusiasm as I had expected. Worst of all was one of the oldest scientific associates, who said 'If this had any practical value, we would ourselves have invented it long ago.' Long ago, indeed! The great achievements of the firm in practical and theoretical microscopy were all due to their famous leader Ernst Abbe and dated from before 1890, the year in which Abbe became sole proprietor of the Zeiss Works." [Zernike, 1953, p. 242] |
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Rejecting
Nobel class papers
Here are the excerpts of instances in which Nobel class papers were
rejected by referees:
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-The
1948 Nobel Prize in Chemistry was awarded to Arne Tiselius "for his
research on electrophoresis and adsorption analysis, especially for his
discoveries concerning the complex nature of the serum proteins".
Originally, Tiselius published his findings in the Transactions of the
Faraday Society. In this article an improved method of electrophoretic
analysis was applied to the study of serum proteins. However, this paper was
first rejected in a biochemical publication to which it was sent first.
Apparently, the journal's main objection centered on contains of the paper as
too "physical" [Tiselius, 1968, p. 7]. Nonetheless, the
importance of this article can be deduced from the fact that it is explicitly
cited in Tiselius' official biography [Anonymous, 1948]. Despite the initial
rejection, and according Tiselius' testimony, "the reaction (to the
paper) was immediate and extremely positive"
and "I was flooded with letters and requests for reprints and
even a telegraphic order" [Tiselius, 1968, p. 7] |
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-Michael
Smith received the half of the 1993 Nobel Prize in Chemistry "for his
fundamental contributions to the establishment of oligonucleiotide-based, site-directed
mutageneis and its development of protein studies". Here, again, a
paper reporting the work for which the Nobel Prize was awarded was rejected when
first submitted for publication. Eventually, the article ended up on pages of
another journal and not surprisingly, its appearance attracted well-deserved
scientific attention. Prof. Smith interpreted the rejection as a cause of "a
subjective judgment by the editor of a journal to which many more manuscripts
are submitted than could be published." |
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-The
manuscript based on highly significant findings concerning antibody response
made by Sir Frank Macfarlane Burnet was rejected by the British scientific
journal to which it was originally submitted. This work stated the ensuing
implications of the discovery. Not swayed by negative response, Burnet pursued
the topic, collected more data, and published his observations in an unrefereed
monograph entitled "The production of antibodies" [Fenner and
Cory, 1997]. The discovery reported in the second edition of the monograph was
awarded with a share of the 1960 Nobel Prize in Physiology or Medicine. |
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-Klaus
von Klitzing was awarded the 1985 Nobel Prize in Physics "for the
discovery of the quantized Hall effect". However the original report
initially submitted to the Physical Review Letters
was returned. After
revising the article to fit referees' suggestions, this crucial work was finally
accepted in the same journal. Figure 1 shows a copy of the rejection letter of
this paper. |
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-The
referees of the journal Physical Review Letters
had also rejected the key
paper concerning the discovery of superfluid Helium (3He) This
discovery earned Profs. David Lee, Douglas Osheroff and Robert C. Richardson the
1996 Nobel Prize in Physics. The future Laureates had to spend a great deal of
time to get the decision overturned. One referee argued that the system "cannot
do what the authors are suggesting it does" [Buchanan, 1996].
Eventually, with the help of a senior colleague, the authors managed to convince
the editor that they had stumbled on a new and exciting discovery, and, as Lee
pointed, "ultimately, reason prevailed and the manuscript finally
appeared" [Lee, 1997]. |
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-A
seminal report by John Polanyi that described for the first time a large
category of lasers based on vibrational energies in molecules was also rejected
by the Physical Review Letters. This article was published (identical
text) in 1961 by Journal of Chemical Physics. According the press release
from Swedish Academy of Sciences that announced the 1986 Nobel Prize in
Chemistry, "the method which (Polanyi) has developed can be considered
as a first step towards the present more sophisticated, but also more
complicated, laser-based methods for the study of chemical reaction dynamics"
[Anonymous, 1986]. |
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-A
manuscript authored by Murray Gell-Mann and dealing with "strangeness"
in elementary particle Physics was similarly rejected by referees of the
Physical Review
in 1953. The editors objected to the use of the main concept Gell-Mann
coined ("curious particles"). He had to change to "new
unstable particles" after "strange particles" was also
rejected. The referees also objected his explanation of differences between
neutral boson and neutral anti-boson. It was very difficult for Gell-Mann to
convince referees that he was right [Gell-Mann, 1982]. The work reported in this
article was awarded with the Nobel Prize in Physics in 1969. |
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-In
the year 1958 Cherenkov, Frank and Tamm shared the Nobel Prize in Physics "for
the discovery and interpretation of the Cherenkov effect". However, the
Cherenkov's original manuscript entitled "Visible radiation produced by
electrons moving in a medium with velocities exceeding that of the light"
was turned down by
Nature, "whose editors did not take the work
seriously" [Hubbell, 1991, p. 10]. Fortunately, the editors of Physical Review
rescued the paper, which is one of the first reports in English
concerning Cherenkov effect. |
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-Figure
2 shows a copy of the letter Hans Krebs received from
Nature declining in
a polite way to publish the first report on the citric acid cycle, the discovery
for which Krebs would eventually share the 1953 Nobel Prize in Physiology or
Medicine. The Kreb's commentary that accompanied the letter is quite
illuminating: "the paper was returned to me five days later accompanied
by a letter of rejection written in the formal style of those days. This was the
first time in my career, after having published more than fifty papers, that I
had rejection or semi-rejection" [Krebs, 1981, p. 98]. As it can be
seen,
Nature argued that they had sufficient letters to fill the
correspondence columns for seven or eight weeks and offered to keep the letter "until
the congestion were relieved". Instead to wait, Krebs forwarded the
manuscript to the journal Enzymologia, where it was published within two
months. Many years later, an anonymous writer from
Nature came forward
and recognized this cardinal mistake [Anonymous, 1988]. |
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-Again
Nature rejected a Nobel class manuscript. In this case, it was a paper by
Hideki Yukawa who won the 1949 Nobel Prize in Physics "for his
prediction of the existence of mesons on the basis of theoretical work on
nuclear forces". As it can be seen in figure 3, the Physical Review
also rejected similar manuscript in 1937 [Kawebe, 1988]. |
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-The
discovery for which Tomas R. Cech received the half of the 1989 Nobel Prize in
Chemistry was in conflict with some well-established ideas in Biology. In short,
Cech discovered that RNA molecules can act as an enzyme. Nonetheless, in his
Nobel Lecture, Cech vividly described how contemporary enzymologists feel
outraged with the use of words "catalysis" and "enzyme-like"
to describe the function of RNA he had recently discovered [Cech 1992, p. 666].
Among them, was a referee from
Nature who strongly criticized the author
for the use of these concepts in a manuscript by Bass and Cech submitted for
publication in such journal. |
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-Cesar
Milstein fell prey to similar resistance upon submitting two papers on work,
which would eventually bring him worldwide recognition and a share of the Nobel
Prize in Physiology or Medicine in 1984. The key manuscript, sent to
Nature,
had to be shortened and appeared as a letter in 1975. However, by 1985 this
article had been cited 3040 times [Garfield, 1985]. Still another key paper
describing the first human leukocyte differentiation antigen was likewise
rejected by the Journal of Experimental Medicine without refereeing. As
Milstein noted, this delay may have had patent rights implications. |
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-One
of the two reviewers of
Nature who read Robert F. Furchgott's highly
original article describing the "endothelium-dependent relaxation"
expressed doubt about the validity of the experimental procedures and
conclusions [Furchgott, 1993]. The publication of such paper required
considerable rebuttal. The paper had also to be shortened. Yet, as in previous
instances, the findings reported in this manuscript turned out to be discovery
that earned its author a share of the 1998 Nobel Prize in Physiology or
Medicine. |
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-Again,
Nature rejected a Nobel class article written in this instance by Harmut
Michel, who shared the 1988 Nobel Prize in Chemistry. The article was eventually
published in the Journal of Molecular Biology and, in a scientometric
study, it has been identified by the Institute for Scientific Information
(ISI)
as a core document in two research fronts concerning the topic for which Michel
would eventually share the Nobel Prize [Garfield, 1989c]. With time Michel was
vindicated in a letter by an anonymous writer from
Nature who wrote only
to recognize this paramount mistake [Anonymous, 1988]. |
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-Both,
Nature and Science rejected one of the first reports by Kary
Mullis concerning the polymerase chain reaction (PCR), which turned out to
become the most widespread method for analysing DNA [Mullis, 1998, p. 105]. This
was the discovery for which Mullis shared the 1993 Nobel Prize in Chemistry.
Apparently, the editors of Science
had not great faith in the
revolutionary technique that was about to modernize the DNA analysis with its
practical application to everyday life, and believed that the paper could be
published in a secondary journal. As a consequence, the article appeared later
in Methods in Enzymology. |
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-Gerd
Binning and Heinrich Rohrer are famous for developing the scanning tunnelling
microscope for which they received the 1986 Nobel Physics Prize. In their Nobel
Lecture, they have spoken about being often told that they were addressing
something that should "not have worked in principle" [Binning
and Rohrer, 1986, p. 389]. Actually, their first attempt to publish a letter
describing the scanning tunnel microscope failed. Professor Nico García, a
visiting scholar from the Universidad Autónoma de Madrid (Spain), intervened
with his paternal remark, "that's a good sign" [Binning and
Rohrer, 1986, p. 397]. |
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-The
original publication in which Baruch S. Blumberg related Australia antigen to
the etiologic agent of "viral" hepatitis did not elicit wide
acceptance. Indeed, as Blumberg, said, there had been many previous reports of
the identification of the agent causing hepatitis [Blumberg, 1977, p.19]. The
referees rejected a more extensive paper by Blumberg and co-workers that spoke
about the same topic, on the grounds that the authors were proposing another "candidate
virus" and there were already many of these around [Blumberg, 1977, p.
19]. This was the discovery for which Blumberg shared in 1976 the Nobel Prize in
Physiology or Medicine. The editors were reluctant to publish such theory and
required additional studies and publication to have this concept accepted [Blumberg,
1986, p. 159]. |
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-In
1986 Stanley Cohen shared the Nobel Prize in Physiology or Medicine for his
works on growth factors. However, one of the first articles on this topic was
rejected by the first journal to which it was submitted. There was a referee who
insisted that the laboratory mice used in the experiment were nothing but ill.
Subsequently, the article was published in the Journal of Investigative
Dermatology. According to Cohen, the editor of this journal wrote him that
if the observations reported in the paper were true, he would be famous some day. |
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-Twice
the Journal of Chemical Physics rejected in 1965 the key paper that led
to the 1991 Nobel Prize in Chemistry so rightfully awarded to Richard R. Ernst
[Ernst,
1991]. The editors claimed that the contents of originality were insufficient
for publication in such journal. In consequence, Ernst had to publish his
findings in the less known Review of Scientific Instruments. This article
described the use of single, high energy pulses of radio waves containing all
frequencies that would make atoms "flip" instead of a gradual
sweep with a spectrum of radio waves that was in use previously [Garfield, 1992,
p. 5]. Also, Varian, a well-known fabricant of scientific instruments, resisted
to build a spectrometer that incorporated the novel Fourier transform concept [Ernst,
1991]. As Ernst would later confirm, even they, the authors, did not foresee
that the simple concept they were proposing could revolutionize Nuclear Magnetic
Resonance [Ernst, 1986, p. 267]. |
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-A
half of the 1959 Nobel Prize in Physiology or Medicine was awarded to the
Spaniard biochemist Severo Ochoa "for his discovery of the mechanisms in
the biological synthesis of ribonucleic acid" (RNA). A key step in his
research involved the enzymatic synthesis of polynucleotides. His first report
describing the PNPase was published in 1955 in the Journal of the American
Chemical Society. Nonetheless, Ochoa had to defeat very adverse criticism by
a referee [Ochoa, 1980]. Fortunately, this monumental contribution was too
important to ignore and the discovery was subsequently received with great
interest in two meetings in San Francisco and Brussels. |
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-The
other half of the 1959 Nobel Prize in Physiology or Medicine was awarded to
Arthur Kornberg. Yet, some of the referees that reviewed in 1957 two manuscripts
submitted by Bessman and colleagues and by Lehman and colleagues to the Journal
of Biological Chemistry (being
senior author Arthur Kornberg) rejected the manuscripts. In these papers,
authors accounted the enzymatic synthesis of DNA. After some interchange of
correspondence, Kornberg was about to acknowledge defeat and withdraw the
papers,
but fortunately for science, a new editor finally accepted the papers [Kornberg,
1989, p. 158]. |
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-The
same Journal
of Biological Chemistry also declined to publish the Nobel
Prize winning work of Paul Boyer, as he recognized in an interview to his
University magazine [Olney, 2000]. The work awarded with the 1997 Nobel Prize in
Chemistry was the description of the molecular motor that creates cellular
energy and the biochemical pump that transport such energy across membranes in
cells. However, scepticism remained even after Boyer first published his
theories in 1971 [Smaglik, 1997]. |
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-Leading
professional journals refused to publish Louis J. Ignarro's discovery that NO is
crucial to the life process, the discovery that was awarded with the 1998 Nobel
Prize in Physiology or Medicine [Olney, 2000]. This discovery elicited an
avalanche of research activities in many different laboratories around the world
and Viagra is maybe the most immediate application [Olney, 2000]. |
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-Figure
4 shows a copy of the rejection letter received by Berson and Yalow from the Journal
of Clinical Investigation where the authors intended to publish a singular
paper that later on was recognized as a great achievement in Medicine and earned
a share of the 1977 Nobel Prize in Physiology or Medicine to Rosalind Yallow.
The paper was first rejected by Science
and, after the initial rejection
by the Journal
of Clinical Investigation, it was published in this
journal after a compromise with the editor including some changes in content [Yalow,
1978]. |
|
-In
a highly cited article published in 1952 in Chemical Reviews, Henry
Taube,
the winner of the 1983 Nobel Prize in Chemistry, demonstrated a correlation
between ligand substitution rates and electronic configuration for coordination
compounds of the transitions metals [Gray and Collman, 1983, p. 986]. By 1983
this was Taube's most cited paper and as such it became a basis of research in
the reaction chemistry of coordination compounds [Garfield, 1984]. The original
article was submitted for publication in Chemical Reviews, although Taube
was not aware that this journal only published invited papers. Nonetheless, the
submitted manuscript was reviewed anyway, ... and rejected. Only the
intervention of a well-known inorganic chemistry rescued the paper for the
journal and avoided such mistake [Taube, 1988]. |
|
|
|
-In
this occasion, the Review of Modern Physics
published an article by
William A. Fowler and others which had been rejected by another journal [Maddox,
1983]. This paper is perhaps one of the most important contributions made by
Fowler to Physics, truly a milestone, since it provided a coherent explanation
of nucleosynthesis. According the press release from the Swedish academy of
sciences during which the 1983 Nobel Prize in Physics was announced, "this
theory is still the basis of our knowledge in this field, and the most recent
progress in nuclear Physics and space research has further confirmed its
correctness" [Anonymous, 1983]. By 1983 the article had been cited in
over 800 publications [Garfield, 1984]. |
|
-William
N. Lipscomb received the 1976 Nobel Prize in Chemistry for his studies on the
structure of boranes. In an interview held with E. Thomas Strom, Lipscomb
recalled how the Journal of the American
Chemical Society rejected the
first manuscript in which he used the concept of pseudorotacion to explain the
structure of a boron hydride. Another manuscript in which he showed that p-dithiin
was V-shaped was also rejected by the Journal of Organic Chemistry [Strom,
1989]. |
|
|
|
-The
development of the techniques that permitted the employment of boron-containing
compounds as crucial reagents in organic synthesis by Herbert C. Brown was
awarded with a share of the 1979 Nobel Prize in Chemistry to him. Here again,
the press release from the Royal Swedish Academy of Science praised Brown's
contribution as a step that revolutionized Chemistry: "thanks to the
work of Brown and his co-workers, the organoboranes have become the most
versatile reagents ever created in organic chemistry" [Anonymous,
1979]. Nonetheless one of the referees who reviewed Brown's key paper (entitled "A
new technique for the conversion of olefins into organoboranes and related
alcohols") stated that "there are nothing new about the
reaction..." and "moreover, the reactions produce organoboranes
for which there are no known-applications. Consequently rejection is recommended"
[Davenport, 1987]. |
|
-Analytical
Biochemistry rejected a paper by Martin Rodbell (in collaboration with
Salomon a and Londos) in which they described a highly sensitive adenylate
cyclase assay "due to insufficient advancement" [Salomon, 1986,
p. 157]. Notwithstanding, the suggested approach yielded vast amounts of
information that was key for the development of the concept of transducers [Rodbell,
1994, p. 222]. This was the work that earned the half of the 1994 Nobel Prize in
Physiology or Medicine to Martin Rodbell. |
|
|
|
-According
the Swedish Academy of Sciences, Eugene P. Wigner received a share of the 1963
Nobel Prize in Physics "for his contributions to the theory of the
atomic nucleus and the elementary particles, particularly, through the discovery
and application of fundamental symmetry principles". One of his highly
cited papers on symmetries dealing on the unitary representations of the
inhomogeneous Lorentz group was nevertheless rejected when first submitted for
publication. Fortunately, John Von Neumann was so impressed that had it
published in the Annals of Mathematics. As Wigner pointedly remarked upon
this unjustified rejection "not all articles originally rejected by a
journal prove to be valueless" [Wigner, 1986, p. 297]. According
Wigner,
the content of the paper proved to be useful both in Physics (when applied to
elementary particles), and in Mathematics. |
|
-Herbert
Kroemer (2000-Physics) was awarded "for developing semiconductor
heterostructures used in high-speed and opto-electronics". He suggested
the principle of the double heterostructure laser in 1963 and published it in
the Proceedings of the IEEE. However, the paper was previously rejected
by the journal Applied Physics Letters [Kroemer, 2000]. The vice
president of research at Varian persuaded Kroemer not to fight the rejection but
to submit the paper to the final journal [Kroemer, 2001]. |
|
|
|
-Richard
Martin Willstätter (1915-Chemistry) was awarded the Nobel Prize for his
researchers on plant pigments, especially chlorophyll. However, the Berichte of
the German Chemical Society rejected his first work on this topic. This
manuscript was two pages long, containing many analytical results, and,
according Willstätter, the paper was never printed because he "could
not accept the editors' stipulation that a section containing the essential
conclusions had to be eliminated in order to forestall disagreements"
[Willstätter,
1965, p. 184]. |
|
-Now
imagine a meeting in which a young astronomer is delivering a report in which he
states a surprising and counterintuitive result concerning star evolution.
Instead of greeting his announcement with enthusiasm, one of the most revered
and prestigious astronomers of the moment was heard saying the following words
soon after the presentation to the people attending the meeting: "Dr ...
has got this result before, but he has rubbed it in, in his last paper, and,
when discussing it with him, I felt driven to the conclusion that this was
almost a reductio ab absurdum of the relativistic degeneracy formula. Various
accidents may intervene to save a star, but I want more protection than that. I
think there should be a law of Nature to prevent a star from behaving in this
absurd way" [Chandrasekhar, 1969, p. 583]. The young astronomer who
received such reception was no other but Subrahmanyan Chandrasekhar, 1983 Nobel
Prize Laureate in Physics in recognition, among other merits, to his work on
stellar evolution, the topic that was utterly snubbed at during the meeting. The
objection was delivered by the illustrious astronomer Sir Arthur Stanley
Eddington, and the on line rejection of the Chandrasekhar's paper was
consumed during the Meeting of the Royal Astronomical Society held in January,
1935. |
|
Discussion
The previously described examples should help us to understand better the
social dimension of scientific discovery. In their quest for ultimate truth, the
scientists often face daunting challenges related not only to the research
difficulties but must also to convince peers that their achievements are worth
to be published and accepted. The common conception concerning science
emphasises the serene analysis of contributions and the unbiased evaluation of
any contribution.
We tend to conceive science as an incessant search for truth or as a task
that consists basically on expanding the domains of knowledge and incorporating
new observations and data into new theories. One of the features, which we tend
to associate almost intuitively with science, is the zeal for new discovery. The
instances discussed above cast doubts on this simple vision. In some instances,
we can recognize the phenomenon of delayed recognition [Garfield, 1989a];
[Garfield, 1989b]; [Garfield, 1990]. When this happen, as a general rule, the
discovery may be unnoticed at all for years, until the scientific community
begins to recognise its value or the scope of its implications which are
reflected in the attention that it receives: a clear sign that it has been 'discovered'
by the scientific community. Curiously enough, it may happen that the article
which shows this phenomenon is usually published in widely read journals,
therefore the delayed recognition phenomenon cannot be attributed to lack of
access to scientific information. For example, the two papers authored by Allan
Cormack and published in 1963 and 1964 were published in the well-known Journal
of Applied Physics. A citation analysis revealed that these articles, in
which Cormack presented his award-winning work received only 7 citations until
1974. Next, this number increased [Garfield, 1979, table 4].
In addition, we have to deal with other instances in which a Nobel class paper was rejected by journal editors and referees. In some occasions the rejection of a given paper by a referee could be justified and explained. For example, the Physical Review Letters rejected the first theory by Nobel Prize winner Robert B. Laughlin for the fractional quantum Hall effect because a referee discovered some mistakes [Laughlin, 1998]. Obviously, this was not a Nobel class paper, although a Nobel Laureate wrote it. Another edifying example, was brought forth by the editor George Basbas, and is related with the refereeing process of the paper by Von Klitzing concerning the quantized Hall effect cited above. According Basbas, this instance "shows more the value of the review process and how it can contribute to turning a research report into prize winning work" [Basbas, 1999]. Prof. Furchgott also admitted that the editor of Nature was right in advising him to shorten his Nobel Prize manuscript [Furchgott, 1993, V3]. Insomuch that, there are some instances where an initial objection against publishing Nobel class papers seem justified. And, in addition, a first rejection could stimulate a more deep work as it seems to have happened in the case of rejection of Burnet's work [Burnet, 1968, p. 72].
However, most of instances discussed above deal with genuine resistance
to scientific discovery and it is illuminating to ascertain some of the reasons
why such a resistance exists in the first place.
A possible explanation that could motivate peer resistance to scientific
discovery lies in the fact that new theories or discoveries often clash with the
orthodox viewpoints held by the referees. It seems that scepticism towards new
theories and discoveries is not rare in science [Nissani, 1995]. The Nobel
Laureate Stanley B. Prusiner confirmed this view when he wrote "while it
is quite reasonable for scientists to be sceptical of new ideas that do no fit
within the accepted realm of scientific knowledge, the best science often
emerges from situations where results carefully obtained do not fit within the
accepted paradigms." [Prusiner, 1997].
In other instances the problem is that referees did not appreciated the
potential or the interest of the new discoveries. This could happen, for example,
because some discoveries are not clearly derived from the accepted knowledge or
related to the current body of knowledge. The fact that some of the articles
reporting new findings or discoveries that were initially rejected would earn
their authors much deserved recognition and the most important scientific award,
cast doubts on the current publishing policies which govern dissemination of new
information. Something is wrong with the peer review system when an expert
consider that a manuscript is not of enough interest to be published and later
the work reported in such rejected paper earn the Nobel Prize to their authors.
The previous instances of resistance demonstrate that, sometimes, the
common wisdom concerning the scientific publishing system could be wrong. For
example, in his well known article entitled "On the scientific method:
its practice and pitfalls", Ayala says that "peer review does
not thwart new ideas. Journal editors and the 'scientific establishment' are not
hostile to new discoveries. Science thrives on discovery and scientific journals
compete to publish new breakthroughs" [Ayala, 1994, 240]. However,
critics often argue that peer review system is meant for regulating paradigmatic
science (in the Kuhnian sense) rather than for welcoming brand new knowledge.
Peer review was shown to be plagued with many imperfections [Campanario, 1997];
[Campanario, 1998a]; [Campanario, 1998b]. For example, Roald Hoffmann, Nobel
Laureate in Chemistry, has pointedly observed that "in the course of
this refereeing process there are incredibly irrational responses unleashed by
perfectly good and otherwise rational scientist" [Hoffmann, 1995, p.
83]. Another Nobel Laureate, Prof. Paul D. Boyer, wrote "manuscripts
that have to be produced sometimes a bit unwillingly, offer the challenge to
present speculation and perspective are often not welcome by editors of
prestigious journals" [Boyer, 1997]. Judging from some of the
previously discussed examples and other published [Sommer, 2001], the danger of
suppressing or disregarding evidence contrary to the established views is real
and it can be disastrous.
Acknowledgments
I
wish to express my gratitude to the Editor of
Physical Review
Letters; Macmillan
Magazines Limited; Prof. Laurie, M. Brown and The Nobel Foundation for granting
permission to reproduce some rejection letters included in figures 1 to 4. I
also acknowledge the staff of the Walter and Eliza Hall Institute of Medical
Research (Australia), and to Professors Tobby Sommer and Michel Crozon, who
suggested me some interesting references. Finally, I wish to acknowledge to the
Nobel Laureates who answered my survey, and especially, to Professor von
Klitzing for providing a copy of a rejection letter.
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